Reach out to our Chief Compliance Officer

Bill Pintaric began his career in the financial services industry in February 1981, joining WRP Investments, Inc, a broker-dealer founded by his father, William Pintaric. Bill was involved in growing the firm to over 350 Registered Representatives by 2014.

In 1996, Bill was formally named as Chief Compliance Officer of WRP Investments and WRP Investment Advisory Services.

During this time period, he generated procedures and forms for both firms, acted as liaison with regulators, and supervised the processing of transactions.

In 2014, WRP Investments merged with Stern Agee Financial Services, a broker-dealer based in Birmingham, AL. At that time, Bill was named as Co Chief Compliance Officer, both for Sterne Agee Financial Services, and Sterne Agee Investment Advisory. Later in 2016, he was named a Director of Supervision for the newly re-named SA Stone Wealth Management.

Bill currently lives in North Jackson, Ohio, a small town west of Youngstown, Ohio with his wife of 33 years, Sandy, and their daughter Katie. The family is deeply involved with horses, owning a 48 stall equine boarding and lesson facility. Wolf Creek Equestrian Centre is owned and operated by Sandy, with assistance from Bill and Katie. They also have 2 dogs, 5 cats, and Katie has pet chinchillas

Bill is also actively involved with the Sports Car Club of America, currently competing a BMW M-3 in the Touring 3 class. He recently celebrated 35 years of competing in SCCA road racing events.


Bill holds the Series 7, Series 24, Series 27, and Series 63 registrations

Email Reach out to Bill